- CIBC (New York, NY)
- …The Swap Dealer Compliance Officer is responsible for performing important advisory , training, surveillance and analytical functions to support CIBC's Swap Dealer ... policies and regulatory requirements. **How You'll Succeed:** + Providing ongoing Compliance advisory services on regulatory matters to personnel in swaps sales and… more
- Grant Thornton (Melville, NY)
- …Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed ... CPA firm), which exclusively provides non-attest offerings, including tax and advisory services. In 2025, Grant Thornton formed a multinational, multidisciplinary… more
- Mizuho Corporate Bank (New York, NY)
- SummaryOur Brand & Creative Studio is looking for a Senior Art Director . Reporting to the Executive Director , Brand and Creative, you will be a key player in our ... and excellence, encourage team members to innovate and explore new ideas. + Audit existing guidelines and build a scalable, future-proof system for color, type,… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... A minimum of 7-10 years of compliance experience, including experience providing advisory support to a broker-dealer equities sales and trading business. + Knowledge… more
- MUFG (New York, NY)
- …the Americas Regional Chief Human Resources Officer, the HR Business Management Director is responsible for developing and managing overall strategic development and ... management and governance stakeholders (eg, BURM / BURCO, Risk [Operational, Strategic], Audit , policy working groups, etc.) and external regulators (eg, OCC) +… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... ESD's enabling statute and all other relevant statutes, regulations, case law, advisory opinions, policy guidance documents and best practices. * Use the identified… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and… more
- Mizuho Corporate Bank (New York, NY)
- Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... analyst with business users including treasury back office, Risk, and Audit . . Servicing business user inquiries and performing ongoing application maintenance… more
- Ankura (NY)
- …in some of the most challenging and high-profile financial and accounting advisory engagements ever undertaken. At Ankura, we work collaboratively with our clients ... positively (CFE, CFF, ABV) + 8+ years' experience in audit and/or forensics gained in international accounting firms, and/or...Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end solutions to… more
- Citigroup (New York, NY)
- …Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's market share across the ... needs - working closely with Sales Trading and Execution Advisory Services team to increase mindshare + Develop, implement...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
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