- SMBC (New York, NY)
- …interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + Oversees ... control monitoring/testing routines to ensure operational effectiveness; + Provides advisory support in control-related strategic initiatives, remediation efforts and… more
- University of Rochester (Albany, NY)
- …to complete assigned audit projects and presents such plans to the Senior Audit Manager and Executive Director . + Makes certain that audit objectives ... at the University. + Promotes the mission of the Audit Department and its ability to provide advisory...specific projects or teams. + Works with the Senior Audit Manager and Executive Director in developing… more
- Mizuho Corporate Bank (New York, NY)
- About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho ... to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Summary Execute a robust audit...ability to effectively support the team's Vice President and Director , with respect to the administrative management of IAD.… more
- Broadview FCU (Albany, NY)
- …BWM and create training sessions/documents for staff. + Serve as the liaison between the Director , Advisory Sales and Director , Advisory Operations when ... BWM. + Complete additional projects and initiatives as assigned by the Director , Advisory Operations. Minimum Job Qualifications: + Preferred Associates degree… more
- TD Bank (New York, NY)
- …framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader ... are responsible for identifying and escalating potential market abuse alerts to Advisory Compliance and business supervisors. The incumbent will be responsible for… more
- Grant Thornton (New York, NY)
- Technology Transformation Director - NetSuite As a NetSuite Experienced Manager, you'll perform advisory and implementation services to address business needs ... Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed… more
- Diageo (NY)
- …internal control environment and risk mitigation activities. + Lead and deliver advisory reviews for strategic projects and risk areas to ensure internal controls ... controls for Brand Homes **Management Responsibility:** + Reports to Director of Internal Controls + Key business partner to...teams (Demand and Supply) + Support to our Global Audit & Risk, Global Controls Assurance teams and external… more
- Immigration and Customs Enforcement (Batavia, NY)
- …Operations (ERO), ICE Health Service Corps (IHSC), Office of Deputy Assistant Director of Clinical Services (DAD-CSU). This is a supervisory position. This position ... and wellbeing of patients. Nurses may function as consultants providing clinical advisory tasks related to such functions as developing and assessing clinical health… more
- TD Bank (New York, NY)
- …Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary** ... behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- Scotiabank (New York, NY)
- …and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. + ... inclusive work environment. + Work with Swap Dealer Compliance Advisory Team to perform Swap Dealer Compliance Testing in...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
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