- SMBC (White Plains, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic… more
- ADP (New York, NY)
- **_ADP is hiring a Senior Director , SaaS Applications Capabilities & Governance_** **Locations: New York City, NY, Roseland, NJ or Alpharetta, GA** + _Are you ... they all can thrive. If asked, they would follow you anywhere and enthusiastically credit you with helping to grow their careers. + Working in two-week sprints, you… more
- BlackRock (New York, NY)
- …product development, client service, and operational support. Role Responsibility As a Director within the Alternative Fund Controllers team, you will: + Collaborate ... regularly updated and reviewed. + Lead cash management and credit facility meetings with senior team members within the...private funds and private markets investments. + Former big-4 audit and lead controller experience in the alternative asset… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... Enterprise Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance, the Fraud team, and other areas of the business.… more
- Citigroup (New York, NY)
- …ability to collaborate with multiple stakeholders across Enterprise Risk Management, Wholesale Credit Risk, Retail Credit Risk, Markets Risk, Independent Risk, ... ap‐proved artifacts are maintained in a secure location for Audit purposes. + Responsible for partnering with Use Case...a must have + Subject matter expertise in Counterparty Credit Risk (CCR) and/ or Market Risk a plus… more
- S&P Global (New York, NY)
- …risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to regulators. + ... **About S&P Global Ratings** At S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * Coordinates management… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and ... control infrastructure as well as reporting outputs + Appropriately assess risk/reward when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more
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