- ADP (New York, NY)
- **ADP is hiring a Director , Operations - Sales Compliance & Ethics** You will serve a key role in supporting the Sales Compliance Program operations and ... Support enhancements to the Sales Compliance & Ethics Program including working with Internal Audit on findings that impact the Sales area. + Assist with the overall… more
- BlackRock (New York, NY)
- …product development, client service, and operational support. Role Responsibility As a Director within the Alternative Fund Controllers team, you will: + Collaborate ... onboarding with Product Oversight and Fee Oversight teams, including a detailed review of draft legal documents, especially fee mechanics. Experience + 15+ years… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Director of Third-Party Risk Management who will be responsible for applying, collaborating, and supporting the Third-Party Risk ... limited to: management of the third party and chain sourcing inventory, review and approval of internal questionnaires, email management, program management, system… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... relevant rules, issues and best practices. * Draft and/or review legislation and regulations and provide advice to ESD...board committees on governance matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk.… more
- City of New York (New York, NY)
- …Control Case Reviewers in their eligibility review findings. - Assist the Medicaid Audit and Quality Control director with all external audit requests. ... Control Case Review Supervisor who will: - Review the audit findings determined by the...related to Medicaid eligibility determination errors for the Deputy Director to develop preliminary negative audit findings… more
- Wolters Kluwer (New York, NY)
- …Important responsibilities include cross-functional correspondence, quality management reviews, audit support, change planning, and corrective and preventative ... and procedures. **Supplier Management** + Perform supplier management activities, including review and approval of 3rd party design control activities, assess… more
- Citigroup (New York, NY)
- …and adherence with Risk Mgmt. / Compliance Policies. + Review the MCA program, including the annual/semiannual/quarterly/monthly attestation, quality oversight, ... : + 15+ years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + Ability… more
- Citigroup (New York, NY)
- …on a timely basis + Perform Front to back Roles and Responsibilities review to define the target operating model between Middle Office, Settlements, and the ... Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations to external… more
- Citigroup (New York, NY)
- …monitoring, control, and governance of Data Quality + Responsible for internal peer review of RBCM submissions and consistency with other Risk stripes + Responsible ... to ensure final, ap‐proved artifacts are maintained in a secure location for Audit purposes. + Responsible for partnering with Use Case Execution Governance Leads to… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure as ... our search tools and/or apply for a career opportunity review **Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO… more