- Capital One (New York, NY)
- Director , Technology Risk - Enterprise Services Risk Director , Technology Risk - Enterprise Services Risk The Enterprise Services Risk ... work to redefine the financial sector. As a Technology Risk Director in Capital One's Tech and...processes Influence leaders within Tech, Cyber, Product, second line risk organizations, the developer community, and Internal Audit… more
- SMBC (New York, NY)
- … coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ... Minimum of 10 years of audit experience in the in Audit , Risk , Business Control, Compliance, Finance in the financial industry. Strong knowledge of… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the ... and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director...risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to… more
- Tradeweb (New York, NY)
- … and control documentation + Assist with the ongoing risk assessment and annual audit planning process + Support the Director and VP of Technology Audit ... Audit Department. This role will report directly to Director , Technology Audit , Internal Audit ....financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit , Internal Audit . This role offers the ... business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement... assessments and annual planning to develop the Internal Audit Plan + Support the Director of… more
- HSBC (New York, NY)
- … Steward for a number of non-financial risks in accordance with HSBC Group's risk framework. The Director of Wealth, Private Banking and Insurance Regulatory ... Risk and business functions. The responsibilities of the Director of Wealth, Private Banking and Insurance Regulatory Compliance...formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC… more
- Unknown (New York, NY)
- …Privately Held About the Role The Company is in search of a Head / Director for its Enterprise Risk - Project Management Office (PMO). This pivotal leadership ... and reporting to senior leadership and regulators. Applicants for the Head / Director position at the company's Enterprise Risk - Project Management Office… more
- American Express (New York, NY)
- …and technologies. **About the Role** Our Internal Audit group is seeking an experienced Audit Director - Conduct Risk & Internal Fraud in a hybrid role ... services and to influence the way the company manages risk . We are committed to growing our audit...audit portfolio. The IAG Conduct & Internal Fraud Director role will lead core conduct & internal fraud… more
- M&T Bank (Buffalo, NY)
- …auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated lines of business, ... assess associated risk and controls. Oversees ongoing risk assessment, control identification, audit execution and...for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,… more
- Capital One (New York, NY)
- Audit Director - Commercial **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... enterprise. Capital One is seeking an energetic and self-motivated Audit Director to join its Commercial Bank...needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit… more
