- Shinda Management Corporation (Queens Village, NY)
- …join our compliance department. Under the supervision of the Manger and/or Director of Compliance , this candidate is responsible to maintain the SMC ... Compliance Specialist About the Organization For over three...policy and procedures. Essential Role and Responsibilities + Ensure compliance with program regulatory requirements (eg LIHTC, Section 8,… more
- City of New York (New York, NY)
- …Audits Manager to join the Bureau of Commercial Waste. Reporting directly to the Director of Compliance and Audits with varying degrees of latitude for ... and coordinate the operations and staff of the Bureau to ensure that compliance audits are conducted professionally. - Assess the auditee's compliance with… more
- City of New York (New York, NY)
- …assistance to about 200,000 additional people. Under the general supervision of the Director of Compliance , and with latitude for independent initiative and ... judgment, the Compliance Auditor will be responsible for overseeing NYCHA's annual...ensure timely and effective resolution. - Contribute to various compliance initiatives and special projects assigned by department leadership.… more
- Barnes & Noble (New York, NY)
- …for compliance risk assessment daily or weekly at the direction of Director . * Maintain vendor compliance certification, coordinating efforts for updates, as ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...documentation, follow-up, and disposition of inventory as determined by Director . * Generate and review product, import, vendor and… more
- KeyBank (NY)
- …all of the fiduciary activities that KeyBank engages in. In partnership with the Compliance Director , this position will assist in the growing, formalization and ... KeyBank's wealth and fiduciary delivery channels in collaboration with the Compliance Director . + Design and execute risk-based compliance monitoring reviews… more
- YAI (Manhattan, NY)
- …the organization's compliance program under the supervision of the Assistant Director of Corporate Compliance and in coordination with program staff. + ... with program and other staff to monitor program operations, changes and/or compliance -related activities and keeps the Assistant Director of Corporate … more
- Raymond James Financial, Inc. (New York, NY)
- …develop US Books and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance for United States based affiliates. + ... and assess records-related risk with business partners to identify and address compliance gaps or risk mitigation steps + Maintain industry knowledge of… more
- Bowery Residents Committee (Manhattan, NY)
- …, which operate under various city, state, and federal regulations. The Program Compliance Coordinator reports to the Director of Program Compliance . ... Program Compliance Coordinator Job Description The Program Compliance Coordinator is a key member of the Program Compliance team, committed to ensuring BRC… more
- KeyBank (Amherst, NY)
- …to evaluate controls to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing design, development, and ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as… more