- SMBC (New York, NY)
- …and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * Coordinates management ... RCSAs), as required * Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more
- Citigroup (New York, NY)
- …expectations throughout + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Healthfirst (NY)
- …to shape behavioral health best practices + Ensures all NY state and federal compliance , audit and regulatory requirements are met + Perform other duties as ... plan or integrated delivery system + Demonstrated experience with regulatory compliance , clinical quality improvement, and care management + Advanced proficiency in… more
- Citigroup (New York, NY)
- …and the Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations to ... internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …digital ecosystem (Connect) and on JP Morgan Online. + Collaborate with Legal, Compliance , Risk, and Audit to ensure products meet regulatory requirements and ... industry standards. + Drive continuous improvement and innovation in product offerings. **Stakeholder Engagement:** + Build strong relationships with key stakeholders, including the Morgan Private Advisory team, advisors, Technology, and Legal/Risk/Controls… more
- CIBC (New York, NY)
- …You will collaborate closely with traders, treasury, operations, financial control, audit , technology, middle office, and other teams within CMRM. The position ... trading. + Develop and enhance portfolio risk and stress testing. + Ensure compliance with all market risk regulatory requirements. + Contribute to Enterprise Risk… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …innovation for quality objectives. + Contribute to GDQ/GDQGO policies and ensure compliance with regulations and best practices. + Integrate quality risk management ... metrics development. + Oversee quality data stewardship and support inspection and audit activities. + Serve as an escalation point for significant Quality Vault… more
- SMBC (New York, NY)
- …Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. + Coordinates management ... RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more
- City of New York (New York, NY)
- …assistance to about 200,000 additional people. Under the general supervision of the Director of Compliance , and with latitude for independent initiative and ... judgment, the Compliance Auditor will be responsible for overseeing NYCHA's annual Single Audit process, acting as the primary liaison between external auditors… more