- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... Position Overview Reporting to the CFO, the Director of Audit Compliance ...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... Ankura Consulting has a full-time position for a Senior Director in its Audit Advisory Practice. ...responsible experience having attained the Manager level in an audit firm; . PCOAB or SEC regulatory … more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Information Technology Services, Office of Title Director Internal Audit , Ref #10137 Occupational Category Administrative or General Management ... of the Chief Information Officer and Administrative Supervisor, the Director of Internal Audit will manage the...(CISSP), Certified Public Accountant (CPA) * Experience with both audit management and Governance, Risk, and Compliance … more
- Citigroup (New York, NY)
- The Audit Director - AI Technology, Cyber, Data and GenAI Engineering is a senior level management position, reporting to the Chief Auditor Artificial ... with mechanisms such as watermarking. + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from… more
- Grant Thornton (Melville, NY)
- …service offerings, client needs, and operational processes. + Deep understanding of audit frameworks, regulatory standards, and industry best practices that can ... teams and delivering complex products at scale. + Strong understanding of audit processes, regulatory requirements, and technology trends (AI, automation, data… more
- SMBC (New York, NY)
- …Skills** + Minimum of 10 years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge ... portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Capital One (New York, NY)
- Senior Business Director - Network Surveillance Monitoring and Regulatory Strategy We are seeking a highly experienced strategic and execution-oriented Senior ... Director to lead our AML Network Surveillance Monitoring, Regulatory Strategy & Integration team within the 2nd Line of Defense. This pivotal role will be… more
- TD Bank (New York, NY)
- …execution. The team partners closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with our TDGUS ... with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve:… more