- New York State Civil Service (New York, NY)
- …recent legislative initiatives and the development of programs to detect compliance through enhanced audit procedures;* Reviews reports on examinations, ... Agency Financial Services, Department of Title Assistant Chief Field Unit ( Director Financial Services Programs 2, SG-33) Occupational Category Other Professional… more
- Huntington National Bank (New York, NY)
- Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate Mortgage Finance Group, will be an integral component to the building out of the ... guidelines. The Team Leader will ensure the following: + Satisfactory loan review, audit and OCC review results of all assigned credit relationships. + Immediate and… more
- Citigroup (New York, NY)
- …with those who fail to maintain these standards.** + **Liaise regularly with regulatory bodies and internal audit teams to close/review key regulatory ... strategy and/or Data Risk and Control framework for senior leadership and regulatory updates** + **Liaise with metrics team to articulate clear requirements for… more
- SMBC (New York, NY)
- …Coordinates and supports interactions with Second Line of Defense (Risk Management, Compliance ), Internal Audit , and regulators pertaining to processes and ... + Minimum of 7-10 years of experience in operational risk management, compliance , audit , or other control-related functions within the financial services… more
- CIBC (New York, NY)
- …Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management, Compliance , Privacy, Audit ), regarding CIBC's governance and control ... all Capital Markets Front Office teams, and the Infrastructure and Risk/ Compliance Partners. The Team supports the Capital Markets Front Office businesses to… more
- Healthfirst (NY)
- …helping to shape behavioral health best practices + Ensures all NY state and federal compliance , audit and regulatory requirements are met + Perform other ... in a health plan or integrated delivery system + Demonstrated experience with regulatory compliance , clinical quality improvement, and care management + Advanced… more
- Citigroup (New York, NY)
- …and the Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations ... internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- CIBC (New York, NY)
- …trading. + Develop and enhance portfolio risk and stress testing. + Ensure compliance with all market risk regulatory requirements. + Contribute to Enterprise ... You will collaborate closely with traders, treasury, operations, financial control, audit , technology, middle office, and other teams within CMRM. The position… more
- JPMorgan Chase (New York, NY)
- …on JP Morgan Online. + Collaborate with Legal, Compliance , Risk, and Audit to ensure products meet regulatory requirements and industry standards. + Drive ... continuous improvement and innovation in product offerings. **Stakeholder Engagement:** + Build strong relationships with key stakeholders, including the Morgan Private Advisory team, advisors, Technology, and Legal/Risk/Controls partners. + Communicate… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …innovation for quality objectives. + Contribute to GDQ/GDQGO policies and ensure compliance with regulations and best practices. + Integrate quality risk management ... + Represent senior management at quality forums and during regulatory inspections. **This Role May Be for You If...+ Oversee quality data stewardship and support inspection and audit activities. + Serve as an escalation point for… more