- SMBC (New York, NY)
- …Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. + Coordinates management ... RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more
- WMCHealth (Valhalla, NY)
- …Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... + Auditing & Compliance Oversight + Develop and maintain a 340B audit compliance program, executing self-audits and implementing corrective action plans. +… more
- KeyBank (Amherst, NY)
- …to evaluate controls to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing design, development, and ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more
- KeyBank (NY)
- …expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, ... Enterprise Team Compliance Manager and the Team Director . **ESSENTIAL JOB FUNCTIONS** + Facilitate audit ... issues, initiatives, and projects. + Actively participate in regulatory examinations, as required. + Provide senior managers with… more
- Project Renewal, Inc. (New York, NY)
- …use disorder-focused programs. + Coordinate audit responses, inspections, and compliance reporting for regulatory bodies (such as HRSA, OMIG, OASAS, ... ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human...in healthcare and related human services. The Senior Manager, Compliance reports to the Director of Legal… more
- Antech Diagnostics (New York, NY)
- …governance and risk management practices, while ensuring new and continuous compliance with Mars policies, standards and regulatory requirements. **Key ... regarding implementation of cybersecurity governance frameworks. + Collaborate with Mars Internal Audit , Assurance & Compliance and other Cybersecurity teams on… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director...communication skills, with the ability to effectively convey complex regulatory and compliance issues to both technical… more
- Carrington (Albany, NY)
- …loan servicing procedural documents into a complete loan "servicing file" to respond to regulatory compliance audit /exams + Perform assigned compliance ... as well as external audit findings. + Escalate matters of continued non- compliance and/or recommendations for improvement to Director and/or VP. + Assist the… more
- Scotiabank (New York, NY)
- …diverse and efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at least 3 of ... execute compliance testing in order to assess compliance with legal, regulatory and internal firm...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more
- Humana (Albany, NY)
- …currently operates about 340+ senior focused primary care centers in 15 states. The Regulatory Compliance team that supports the PCO is responsibility to assess, ... investigate, audit and validate the mitigation of compliance ...areas. In this role, you will serve as a regulatory compliance subject matter expert with the… more