- TD Bank (New York, NY)
- …execution. The team partners closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with our TDGUS ... with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve:… more
- TD Bank (New York, NY)
- …Liaison with other Divisions, such as Compliance , Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- St. George's University (Great River, NY)
- …as student enrollment reporting processes, are administered with integrity, efficiency, and regulatory compliance . The Director directly manages the Senior ... Director of Academic Enrollment and Financial Aid Compliance , Operations and Training For Rocky Vista University Employees: Please message Alyssa Cottone,… more
- American Express (New York, NY)
- … Audit + Experience in auditing: Enterprise Risk Management, AML, Regulatory Compliance , Finance, Capital Planning, and Financial Crimes **Qualifications** ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more
- MUFG (New York, NY)
- … agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred + Experience working with ... the organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within… more
- WMCHealth (Valhalla, NY)
- …Applicant link (https://pm.healthcaresource.com/cs/wmc1/#/preApply/31059) Internal Applicant link Job Details: The Compliance Director of Ethics and Integrity is ... with the Director of Privacy Programs, the Compliance Director also plays an essential role...regulatory updates and communicate implications to leadership and compliance staff. + Support and coordinate responses to external… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital... Director , Compliance Privacy Advisor The Capital One Privacy ...senior management team + Subject matter expertise in key regulatory and audit requirements and three lines… more
- City of New York (New York, NY)
- …the organization while helping to maintain a robust culture of integrity and compliance . Responsibilities of the Director of Internal Audits and Compliance ... and oversee internal audits to assess financial, operational, and compliance risks. - Develop and implement audit ...audits are resolved. - Collaborate with Division leadership and Director of External Audits to coordinate audit … more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... + Help clients manage proactive and reactive Medicare and Commercial Risk Adjustment compliance , audit , and investigation projects for clients. + Oversee and… more
- City of New York (New York, NY)
- …coordination of the risk assessment process to ensure the integrity, efficiency, and regulatory compliance of HRA operations. Within OAS, the External Audit ... (DSS) and ensuring that DSS complies with all statutory, regulatory , and contractual standards. The Office of Audit...prescribed timeframe. - Attend relevant meetings associated with the audit /reviews and reports back to the Deputy Director… more