- TD Bank (New York, NY)
- …as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals ... approach to managing regulatory compliance risk. This Director - Compliance Testing Team...Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director , Fair and Responsible ... Responsible Banking Risk Assessments and Fair and Responsible Banking Monitoring & Testing plan, as well as...uses all available information, and analytics support to US Compliance , including Fair and Responsible Banking to proactively monitor… more
- American Express (New York, NY)
- …professional development; and key internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global Compliance & ... Ethics (GCE) function / compliance process audits, business monitoring , and management and regulatory action plan validations, leveraging in depth knowledge of… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Quality Assurance, Monitoring & Testing Sr. Group Manager for its New York, New York location. Duties: Establish and oversee the Technology ... Job Family Group: Controls Governance and Oversight Job Family: Quality Assurance, Monitoring and Testing (C15) **Job Family Group:** **Job Family:** **Time… more
- Ross Stores, Inc. (New York, NY)
- …management\. The position will also assist in developing, implementing, and monitoring compliance training, business investigations, legal research, project ... with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a… more
- TD Bank (New York, NY)
- …to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and testing engagements. + Work closely ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... development; and key internal capabilities and technologies. About the Role: The Director of Audit will lead the function responsible for providing strategic support… more
- KeyBank (Amherst, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth Management and ... partners in designing and executing compliance testing , special projects, and ongoing monitoring . +...to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing… more
- ICON Clinical Research (Farmingdale, NY)
- …and testing methodologies relevant to high-complexity clinical laboratories. **Regulatory Compliance & Accreditation:** + Ensure compliance with all relevant ... requirements, guides clinical decision-making, and ensures that the laboratory's testing services meet the highest standards of quality and...2 years in a Team Lead, Management, or Medical Director role. + Proven track record of compliance… more