- SitusAMC (New York, NY)
- …is responsible for evaluating, monitoring, and controlling Market, Credit, Contingent, Operational and Settlement Risk to ensure comprehensive and effective ... independent challenge to support the Firm in its commercial objectives. Global Risk works closely with business units to independently quantify the appropriate level… more
- City of New York (New York, NY)
- …needs in this area are met. Reporting to the Head of Project & Operational Excellence, the Deputy Director of P&OE should have experience with large-scale ... use of. P&OE is seeking to hire a Deputy Director to support the Head of the team in...cost overruns, recurring data inaccuracies, unmitigated risks, or policy non- compliance ) to the Head of Project & Operational… more
- MUFG (New York, NY)
- …areas + Partner with FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative trends or escalation items + ... ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance ...RAS review and challenge, etc.) 5) Production of periodic operational risk scorecards and reports that provide… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer Vice President (VP), Director of Operational Risk ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...governance and input of data into the firm's Governance, Risk and Compliance (GRC) application + Facilitate… more
- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- American Express (New York, NY)
- …and Governance Responsibilities** A summary of key responsibilities include: The Process and Compliance Director plays a critical leadership role in ensuring the ... to identify, assess, document risks & Controls to mitigate operational risk . Providing escalation support and corrective...the position, not a day-to-day activity. + Develop initial compliance plan and risk register + Define… more
- NBC Universal (New York, NY)
- …data mapping, records of processing activities, privacy impact assessments (PIAs), and compliance risk assessments, ensuring thorough documentation and regular ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations... Management and Incident Response: + Lead privacy and compliance risk assessments to identify, assess, and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management; possesses and demonstrates… more
- Sumitomo Pharma (Albany, NY)
- …+ Proactively identify emerging regulatory issues, developments in industry practices, and compliance risk trends **Key Core Competencies** + Strong leadership, ... currently seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Compliance .** This Director will be part of the … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing ... Business Execution as well as cross- Client initiatives. **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more