- Bank of America (New York, NY)
- Director ; Compliance and Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director -- Compliance -and-Operational-Risk-Manager\_25034452) **Job Description:** At Bank of America,… more
- American Express (New York, NY)
- …of integrity and effective second line independent Compliance oversight .** The Director , Compliance Risk Assessment Program , is a key member of the ... (GCE), is responsible for establishing and maintaining a robust compliance program that ensures American Express is...execution of the CRA program by providing oversight , guidance, and credible challenges to compliance … more
- Stony Brook University (Stony Brook, NY)
- Director of Clinical Research Compliance and...the effectiveness of the seven elements of an effective compliance program for the research and academics ... depth knowledge and understanding of fulfilling the elements of an effective compliance program . Strong analytical, communication, and presentation skills are… more
- American Express (New York, NY)
- …you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management activities, ... create and maintain the overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance is all about… more
- Ankura (Lexington, NY)
- …and healthcare compliance , including risk assessments, compliance program effectiveness evaluations, development, implementation and oversight of key ... science, economics, accounting, and data science. As a Senior Director , you can expect to: . Demonstrate the highest...compliance controls . Support clients with implementation and oversight of compliance enforcement decrees such as… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk Oversight , TD Securities, US **Position ... Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and...transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and … more
- TD Bank (New York, NY)
- …newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS. This Director role will focus on ... more specific details for this role. **Job Description:** This Director - Compliance role will be a...work streams involving different partners and groups, with limited oversight and direction. + Ability to thrive in a… more
- Manulife (New York, NY)
- …for the adoption, implementation, testing, and oversight of each RIC's 38a-1 compliance program as well as supporting the associated investment adviser SEC ... Responsible for the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies, a business development… more
- Manulife (New York, NY)
- …for the adoption, implementation, testing, and oversight of each RIC's 38a-1 compliance program as well as supporting the associated investment adviser SEC ... Responsible for the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies, a business development… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …legal system. Specific duties and responsibilities include: + Daily oversight and compliance of the FFT-A program + Manage clinical core competencies and ... ESSENTIAL DUTIES AND RESPONSIBILITIES RiseBoro's Functional Family Therapy- Adult program is a therapeutic model that operates within its Clinical Services unit and… more