- TD Bank (New York, NY)
- …internally and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team , as needed, on monitoring and testing ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team...a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US ... Compliance Initiatives Team and US Wholesale ...remediation and program development and improvement within TDS. This Director role will focus on driving compliance -owned… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director , Fair and Responsible ... Risk Assessments and Fair and Responsible Banking Monitoring & Testing plan, as well as conducting in scope Advisory...is responsible to set and implement priorities for the team and to seek technology enablement as appropriate to… more
- Ross Stores, Inc. (New York, NY)
- …Compliance & Regulatory Attorney will work as a member of the Ross Legal and Compliance team , as part of the New York\-based Legal group\. In general, the ... **Our values start with our people, join a team that values you\!** Bring your talents to...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team ! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how ... compliance is architected, delivered, and scaled across a global...Manager, FIRCO, and other industry-standard screening solutions- 5+ years director -level leadership experience- Proven track record leading large-scale platform… more
- JPMorgan Chase (New York, NY)
- … Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ... working closely with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals… more
- American Express (New York, NY)
- …customer service. Credit & Fraud Risk is looking for a Director , Compliance to lead a diverse team of high-performing professionals focused on ensuring ... commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your… more
- American Express (New York, NY)
- …professional development; and key internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global Compliance & ... to the Vice President, Audit Leader of IAG's Global Compliance team . The ideal candidate will have...risk assessment (also UDAAP and fair lending risk assessments), testing , monitoring, training, reporting, and complaints management + Prior… more
- American Express (New York, NY)
- …commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your ... an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and...management platforms and capabilities ("GRC Product"). The Manager / Director , GenAI Product will be part of the GRC… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team (s) of specialists/professionals ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...of Directors of impacted TD entities + Manage a team to support these processes + Work closely with… more