- TD Bank (New York, NY)
- …complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the Global ... Management Information, reporting, and support to ensure Global Control Room operational issues (eg, vendor issues and Global...and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global Control… more
- TD Bank (New York, NY)
- …management of the TDS US Oversight Committee; + Effectively manage ad-hoc governance, risk management and control projects or tasks of varying ... and Control Partners such as Compliance and Risk Management ; and + Foster an environment...activities, operations, products, and services, and is operating within risk appetite. Director Governance & Control… more
- American Express (New York, NY)
- …excellence will provide a holistic, enterprise-wide approach to our financial crimes risk management (FCRM) activities and will reside within Global Servicing. ... This team will be responsible for establishing a robust control foundation for first line of defense FCRM activities...Director Assistant role will support the Financial Crimes Risk and Controls Center of Excellence as aa key… more
- BMO Financial Group (New York, NY)
- …and reporting for equity derivative portfolios. Develops and monitors the market risk management framework that includes the governance framework and practices ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more
- TD Bank (New York, NY)
- …risks in day-to-day activities, operations, products, and services, and is operating within risk appetite. Director Governance & Control reviews and assesses ... and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and...will work with you to meet your needs. The Director Governance & Control partners with the… more
- CIBC (New York, NY)
- …understanding of financial markets and the analytical foundations of pricing and risk management for complex derivatives. You will collaborate closely with ... trading room environment. **How You'll Succeed:** + Ensure appropriate risk frameworks are in place to control ... risk regulatory requirements. + Contribute to Enterprise Risk Management exercises and reporting. **Who You… more
- SMBC (New York, NY)
- …Division Human Resources & Legal Control Officer is a change agent and risk management expert within the first line of defense. The role provides the ... + Minimum of 7-10 years of experience in operational risk management , compliance, audit, or other control -related functions within the financial services… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its leadership team by recruiting… more
- SMBC (New York, NY)
- …& issue management for Securitized Products and Capital Solutions. * Performs risk management framework and related risk assessments of Securitized ... product development (incl. new product development) through identification of risk & control considerations, as well as...operationalization of risk mitigants * Ensure that risk management considerations are embedded in Securitized… more
- SMBC (New York, NY)
- …their duties. **Role Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves extensive ... employees. **Role Description** SMBC is seeking an experienced Audit Director with a minimum of 15 years of experience...Markets, to lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The… more