- Mizuho Corporate Bank (New York, NY)
- …Service Management Operations! We are seeking a highly experienced and dynamic Director of IT Service Management Operations to join Mizuho Americas. The successful ... to improve efficiency and reduce operational costs. + Ensure compliance with regulatory requirements and industry best practices. +...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Barnes & Noble (New York, NY)
- …for compliance risk assessment daily or weekly at the direction of Director . * Maintain vendor compliance certification, coordinating efforts for updates, as ... Title: Compliance Analyst Category: Legal EmploymentType: Full-Time Location: NY-New...Legal EmploymentType: Full-Time Location: NY-New York (Union Square) LocationType: corporate JobLocation: New York, New York 10003 JobSummary: Barnes… more
- Scotiabank (New York, NY)
- …draft supporting materials and testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed… more
- KeyBank (NY)
- …all of the fiduciary activities that KeyBank engages in. In partnership with the Compliance Director , this position will assist in the growing, formalization and ... and decision. The role may also support issue validation, corporate compliance projects and programs, and contribute...wealth and fiduciary delivery channels in collaboration with the Compliance Director . + Design and execute risk-based… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is...interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …non-manufacturing facilities worldwide. + Work independently and under the direction of Director Environmental Compliance & Sustainability to build, deliver, and ... The Senior Manager, Environmental Compliance is responsible for the management of environmental...reporting, and data collection and assurance for regulatory and corporate responsibility. Provide technical expertise and problem-solving ability in… more
- Shinda Management Corporation (Queens Village, NY)
- …join our compliance department. Under the supervision of the Manger and/or Director of Compliance , this candidate is responsible to maintain the SMC ... Compliance Specialist About the Organization For over three...Services. For more information, please visitshindamanagement.com Location Shinda Management- Corporate Office EOE Statement Shinda Management Corporation is committed… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas...Team") for the Americas function. It reports to a director and is responsible for assisting with the planning… more
- Arnot Health (Bath, NY)
- …Davenport Memorial Hospital and Arnot Health. ** 40. Has a working knowledge of Corporate Compliance regulations and promptly reports any potential Corporate ... REPORTS TO: The RN Supervisor is responsible to the Director of Nursing, Long Term Care, and annual performance... Compliance violations to the Corporate Compliance Officer. 41. Is familiar with and demonstrates Continuous… more
- Sodus Rehab & Nursing Center (Allegany County, NY)
- …assigned . Participate in and adhere to employee health, safety, security and corporate compliance programs and activities . Participate in the implementation ... manual . Cooperate with investigations regarding employee health, safety, security, and corporate compliance programs . Report all accident and incidents to… more