- MUFG (New York, NY)
- …management of business development activities associated with a group of Japanese corporate account relationships and prospects with the primary goal being the ... + Ensure adherence to all bank policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act, USA Patriot Act,… more
- Mizuho Corporate Bank (New York, NY)
- …team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong leadership ... throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Capital One (New York, NY)
- Director , Network Compliance (Advisory) The Network Compliance Director performs a key risk management role in the second line of defense for Capital ... One's network and merchant businesses to help ensure corporate initiatives and business processes comply with applicable laws...the Compliance Management Program framework, the Network Compliance Director is responsible for leading and… more
- Rochester Institute of Technology (Rochester, NY)
- **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest ... of progressively advanced experience with the administration of university or corporate regulatory compliance , including externally sponsored academic research,… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join... advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital Markets * Directs day-to-day… more
- American Express (New York, NY)
- …in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory compliance function ... ensuring that all business units adhere to evolving regulations. Additionally, this Director will manage the American Express inventory of laws, rules, and… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead ... part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Ankura (New York, NY)
- …litigation matters + Support project teams on advisory matters relating to corporate and healthcare compliance , including risk assessments, compliance ... medical science, economics, accounting, and data science. As a Director , you can expect to: + Demonstrate the highest...controls + Assist clients with implementation and oversight of compliance enforcement decrees such as Corporate Integrity… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
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