- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **The Role: Director , Sales: Project Finance & Infrastructure** **The Team:** The S&P Global Commercial… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to track model performance, data quality, and infrastructure. + **Security and Compliance :** Implement security measures and compliance standards to protect… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... ensuring that we consistently meet the highest standards of performance and compliance . **The Role** Reporting to Head of Vendor Management, you will play… more
- BMO Financial Group (New York, NY)
- …an equivalent combination of education and experience. + Strong experience in equities, electronic trading , and fixed income compliance strongly preferred + ... The BMO Capital Markets Compliance team is hiring for a CCO of...include. but are not limited to, fixed income, equities, electronic trading , prime brokerage, and investment banking.… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- Scotiabank (New York, NY)
- Director , Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range shown is a guideline ... winning team, committed to results, in an inclusive and high-performing culture. **Title: Director , Global Cash Equities & US Equities COO - New York, NY**… more
- TD Bank (New York, NY)
- …operating effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision ( Electronic Trading ), and will provide ... Firm policies to Electronic and automated (Algo) trading and sales activities in coordination with Compliance...guidance on Trading Desk Policies. + Assists E- Trading GMS Director with maintenance and enhancements… more
- TD Bank (New York, NY)
- …alerts related to trading activities of firm employees (sales and trading ) and clients, and employee electronic communications alert, are reviewed ... engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 11 **Job Description: Lead/Associate Director of ML & MLOps Engineering - Generative AI** **About the Role:**… more