- CIBC (New York, NY)
- …**What You'll Be Doing** We are seeking a market risk manager to oversee CIBC's fixed income trading activities in the US with a focus on securitized products. ... Maintain continuous awareness of the risk profile of the Fixed Income business and market developments that...and enhance portfolio risk and stress testing. + Ensure compliance with all market risk regulatory requirements. + Contribute… more
- Scotiabank (New York, NY)
- …+ A VP (Associate Director ) in DPG's primary goal is to cross-sell Fixed Income Derivatives that help the Bank's lending Corporate Clients achieve a hedging ... Associate Director (Vice President) Risk Solutions Group, Global Banking...acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance … more
- TD Bank (New York, NY)
- …communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate...regulated environment + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as… more
- Bank of America (New York, NY)
- …client executions. + Leverage product expertise of market-related securities, including fixed income products, commodities, callable bonds, and physical assets ... Director ; Business Support Manager New York, New York...executions; + Leveraging product expertise of market-related securities, including fixed income products, commodities, callable bonds, and… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , US Corporate Banking Origination, (Consumer, Industrial, Retail)...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- BMO Financial Group (New York, NY)
- …of education and experience. + Strong experience in equities, electronic trading, and fixed income compliance strongly preferred + Experience with a ... The BMO Capital Markets Compliance team is hiring for a CCO of...programs. Broker-dealer businesses include. but are not limited to, fixed income , equities, electronic trading, prime brokerage,… more
- TD Bank (New York, NY)
- …and controls across a range of Global Markets activity, to include equities, fixed income , foreign exchange, commodities, and derivatives. + Strong preference ... you more specific details for this role. **Job Description:** **Position:** Director , Global Markets Oversight, US FCRM TDS Business Oversight **Reports to:**… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , Equity Sales Trader; Global Banking & Markets;...The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...evolving business practices. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more