- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director - eFX Quant Strategist **Requisition ID:** 218979...analysis (TCA) frameworks to optimize trading performance. + Ensure compliance with regulatory requirements and best practices in electronic… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... Neuberger Berman is seeking a Creative Director to join the Marketing team. This person...creating visually compelling and impactful designs. + Familiarity with compliance and regulatory requirements within the financial industry is… more
- Citigroup (New York, NY)
- …desk and Spread Products XVA desk. + Reporting line will be direct to the Head of Fixed Income CTR (located in EMEA) and matrix to the NAM Head of Cross-Asset ... **Markets Counterparty Trading & Risk** **Level - C15 / Director ** Counterparty Trading & Risk is a global business...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance to ensure… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , Structured Note Sales **Requisition ID:** 231031 **Salary...clients + Coordinate with internal teams including legal, tax, compliance , internal controls + Liaise with outside counsel for… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... Officer and is in charge of tax structuring, tax compliance , tax planning, tax accounting, tax reporting, and ad-hoc...communication with NBSH unit holders. + Oversee all local non- income tax filings and payments + Manage requests from… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- SMBC (New York, NY)
- …Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income ), FX/Derivatives, Trade Finance, Structured Financing (including Subscription ... Financing and Asset-based lending), Securitization Financing and other products. The Director /Vice President role within the Financial Institutions Group will be… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , US RCSA Program, 1LOD **Requisition ID:** 233240...Capital Markets business lines. + Extensive experience in operational, compliance , and business matters across SBUS Capital Markets, ensuring… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... aligned with SR 11-07, this senior leader will ensure the integrity, compliance , and effective management of all models. The role includes enhancing reporting… more
- SMBC (New York, NY)
- …ABS and CLO) + Good understand of capital markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience ... 10 years of audit experience in the in Audit, Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge of securitized products (ECM,… more