- City National Bank (Los Angeles, CA)
- …The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management , is a leadership role as an auditor-in-charge for ... managing complex Wealth Management audits and assisting the Audit Director ...Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance, Risk )Thrives in a dynamic team-based environment, effectively manages ambiguity,… more
- Banc of California (Santa Ana, CA)
- …assessments timely. + Assists with key, entity-level assessments, including the annual SOX Risk Assessment and annual Fraud Risk Assessment. + Coordinates ... YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank's annual SOX...documentation and findings in the Company's GRC (AuditBoard) and risk management (Archer) platforms. + Maintains the… more
- SMBC (Sacramento, CA)
- …with department strategy. * Collaborate with cross-functional teams, including compliance, legal, risk management , and IT to integrate data analytics solutions ... Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer,… more
- Arup (Los Angeles, CA)
- …annual business plan for the rail business. + Generate quality income and manage risk to deliver value for the firm. + Strengthen existing and establish new ... with Discipline Team Leaders on resource availability and the Geography Operations Director on commercial matters. + Act as an active Capture Manager, establishing… more