- Neuberger Berman (New York, NY)
- Neuberger Berman is an independent employee-owned global asset management firm with $515 billion of AUM headquartered in NYC and presence in 26 countries. The Tax ... looking for an experienced executive to oversee all the global tax matters of the Management Company and assist...of the employee equity program, which includes coordination with internal and external stakeholders on the purchase and sale… more
- SMBC (New York, NY)
- …and supports interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...7-10 years of experience in operational risk management, compliance, audit , or other control-related functions within the financial services… more
- CIBC (New York, NY)
- …role is to assist in achieving the mandate to be a premier client-focused global bank. The Business Management Risks and Controls team (the Team) serves as the ... controls involving people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts to provide guidance… more
- BlackRock (New York, NY)
- …Overview The Alternative Fund Controllers team is a vital component of the Global Alternative Operations team. We concentrate on all aspects of fund controller for ... product development, client service, and operational support. Role Responsibility As a Director within the Alternative Fund Controllers team, you will: + Collaborate… more
- American Express (New York, NY)
- …partners across the Enterprise such as the General Counsel's Organization and Internal Audit on compliance related risk. **Required Qualifications** + Subject ... on regulatory obligations and ensuring that front-line activities operate within internal policy and external regulatory frameworks **The Key responsibilities are as… more
- New York State Civil Service (New York, NY)
- …Agency Financial Services, Department of Title Assistant Chief Field Unit ( Director Financial Services Programs 2, SG-33) Occupational Category Other Professional ... New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for… more
- Citigroup (New York, NY)
- …into "user-friendly" language for multiple audiences, including senior management, multiple internal constituents, regulators vendors, and global teams. + ... control, and governance of Data Quality + Responsible for internal peer review of RBCM submissions and consistency with...ap‐proved artifacts are maintained in a secure location for Audit purposes. + Responsible for partnering with Use Case… more
- SMBC (New York, NY)
- …SMBC Capital Markets, Inc. (CM) interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- SMBC (New York, NY)
- …Products and Capital Solutions interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. * ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- SMBC (New York, NY)
- …Coordinates Specialized Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more