- TD Bank (New York, NY)
- …of contact for regulatory bodies and external auditors related to TDS HR governance , compliance , and employee relations matters. Partner closely with Employee ... Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel....degrees or certifications in employment law, employee relations, HR governance , or compliance are preferred. + 10+… more
- Humana (Albany, NY)
- … Director Internal Audit reports to the Vice President, Internal Audit. The Director Internal Audit will develop and lead risk based operational audits and ... inform segment management of significant risks or exposures + Communicate risk management, governance and control issues, opportunities for improvement,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- TD Bank (New York, NY)
- …("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- American Express (New York, NY)
- …of operational risk management. This individual will help implement risk frameworks, monitor compliance metrics, and collaborate across Treasury teams ... oversight and automation. + Monitor and report key risk indicators (KRIs) and compliance metrics to...project planning and execution. + Help establish and maintain governance practices for non-model tools and emerging risk… more
- Capital One (New York, NY)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... Audit Director - Commercial **Overview:** Capital One's Audit function is...and professional opportunity. Inspired by our colleagues, we are risk identifiers, challengers, influencers, and transformational leaders who drive… more
- Wells Fargo (New York, NY)
- …CIB. The candidate will have to collaborate with front office trading, risk oversight, technology, and model governance functions ensuring requirements are ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Justworks (New York, NY)
- …term, while simultaneously partnering with stakeholders to build a holistic vendor risk management framework. The Director will be responsible for establishing ... identification, sourcing, due diligence, contract negotiation, onboarding, performance management, risk assessment, compliance , and offboarding, with a focus… more
- Datavant (Albany, NY)
- …business areas to audit based on risk + Support enterprise and compliance risk assessment processes to develop data-driven audit planning and the development ... program guidance and healthcare industry internal audit standards. Reporting to the Chief Compliance and Privacy Officer, the Director of Internal Audit will… more
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