- Bloomberg (New York, NY)
- …other functions, including Legal and Compliance, Finance, Operational Resilience, and Internal Audit , to provide centralized risk frameworks, processes, tools, ... Risk Manager - Engineering Advisory - Chief Risk Office Location New York...Science or related discipline + Experience in risk management, audit or compliance related to technology risk or cyber… more
- Grant Thornton (New York, NY)
- …Senior Director to join our Value Creation Office (VCO)-an internal transformation team focused on driving performance improvement, process redesign, and ... Grant Thornton is seeking a Senior Director - Value Creation Office (VCO) to join...scale smarter, optimize costs, and improve the quality of internal service delivery-regardless of physical location. This role will… more
- Grant Thornton (Melville, NY)
- As a Business Valuations/Complex Financial Instruments Managing Director , you'll perform professional business and complex instrument valuations such as equity ... for your Complex Financial Instruments team within the CFO Advisory Services solution family - all with the resources,...by a culture of innovation, a collaborative community and internal reporting tools to achieve growth for the Complex… more
- Banc of California (New York, NY)
- …in due diligence reviews for portfolio acquisition + Supports regulatory examinations and internal audit engagements + Manages and develops internal staff ... TOGETHER WE WIN(R) **THE OPPORTUNITY** The Senior Vice President, Credit Review Director is responsible for leading the independent Credit Review function of the… more
- AMA Group (New York, NY)
- **Title:** Director of Accounting **Trade:** Accounting/Finance **Position Overview:** AMA Group is seeking a Director of Accounting to join the Accounting and ... Finance team in our **New York** office. The Director of Accounting will report directly to the Controller and work closely with the broader accounting and finance… more
- CIBC (New York, NY)
- …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... guidance on technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and audits **Compliance… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... Department initiatives by actively participating in relevant business forums and internal meetings. + Provide compliance support for equities and fixed income… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- MUFG (New York, NY)
- …the Americas Regional Chief Human Resources Officer, the HR Business Management Director is responsible for developing and managing overall strategic development and ... HR's first line of defense central point of contact (CPC), meeting internal governance and external regulatory requirements. Serve as CPC for regulators. Critical… more
- New York State Civil Service (New York, NY)
- …of the various ESD and JDA board committees on governance matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk. * Represent ESD ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None… more