• Director of Compliance

    New York State Civil Service (New York, NY)
    …of the various ESD and JDA board committees on governance matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk. * Represent ESD ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None… more
    New York State Civil Service (06/10/25)
    - Related Jobs
  • Market Treasury/Money Markets & Funding…

    Mizuho Corporate Bank (New York, NY)
    Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... with business users including treasury back office, Risk, and Audit . . Servicing business user inquiries and performing ongoing...Supporting the team in any regulatory exams and addressing internal findings issued by the second or third line… more
    Mizuho Corporate Bank (05/15/25)
    - Related Jobs
  • Director , Forensics

    Ankura (NY)
    …in some of the most challenging and high-profile financial and accounting advisory engagements ever undertaken. At Ankura, we work collaboratively with our clients ... and integrity + Maintain active communication with counsel, clients and internal team to manage expectations and ensure satisfaction. + Manage, develop,… more
    Ankura (07/04/25)
    - Related Jobs
  • Sr Internal Auditor (L)

    University of Rochester (Albany, NY)
    …or Business Administration required. + 3 years of experience as an auditor/consultant ( internal audit and/or public accounting) role required. + or equivalent ... projects and presents such plans to the Senior Audit Manager and Executive Director . + Makes...at the University. + Promotes the mission of the Audit Department and its ability to provide advisory more
    University of Rochester (06/18/25)
    - Related Jobs
  • Director , Americas Human Resources & Legal…

    SMBC (New York, NY)
    …and supports interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + ... control monitoring/testing routines to ensure operational effectiveness; + Provides advisory support in control-related strategic initiatives, remediation efforts and… more
    SMBC (07/19/25)
    - Related Jobs
  • Risk Management Internal Auditor

    Mizuho Corporate Bank (New York, NY)
    About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of ... reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Summary Execute a...ability to effectively support the team's Vice President and Director , with respect to the administrative management of IAD.… more
    Mizuho Corporate Bank (06/26/25)
    - Related Jobs
  • Internal Controls Manager

    Diageo (NY)
    …problem-solving, and analytical skills. + 6+ years of progressive experience in Big Four, internal controls and/or internal audit . + University degree or ... of internal controls for Brand Homes **Management Responsibility:** + Reports to Director of Internal Controls + Key business partner to all business… more
    Diageo (07/04/25)
    - Related Jobs
  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
    TD Bank (05/22/25)
    - Related Jobs
  • Financial Crime Risk Oversight Specialist,…

    TD Bank (New York, NY)
    …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary**… more
    TD Bank (07/02/25)
    - Related Jobs
  • Compliance Testing Senior Manager, Swap Dealer…

    Scotiabank (New York, NY)
    …objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The primary responsibility of this position ... in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable...get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations &… more
    Scotiabank (06/06/25)
    - Related Jobs