- TD Bank (New York, NY)
- …data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our ... + 10 years of experience in surveillance data quality at a large investment bank /systemically important financial institution (SIFI) in the US. + Demonstrated… more
- City National Bank (New York, NY)
- *REGIONAL MANAGING DIRECTOR - PRIVATE BANKING* *WHAT IS THE OPPORTUNITY?* Develop sales management and relationship development strategies in Ultra-High ... a core set of integrated financial services and advice; banking, credit, investment management (custom managed and/or brokerage), trust and estate services, wealth… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... Management) systems such as mTrade, SitusAMC Centricity, SBO.net, or similar** The Director - Tech Solutions TDS Management builds and maintains strong business… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance...will work with you to meet your needs. The Director Governance & Control partners with the Business and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... with a focus on rollovers, drawdowns, settlements, and controls. **Position Summary** Director will lead the build-out of the Whole Loan Middle Office team… more
- Mizuho Corporate Bank (New York, NY)
- …individual to join our Stress Testing and Capital Analysis team as a Director . The Stress Testing and Capital Analysis team sits within the firm's Enterprise ... scenarios that align with evolving market conditions, regulatory guidelines, and the bank 's risk appetite. + Scenario Expansion: Execute scenario expansion models on… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: +… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... markets sales, trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- Mizuho Corporate Bank (New York, NY)
- …review and provide approval for all business resiliency plans. Other: + Know Bank rules and direct legal questions to Americas Legal and Compliance. Complete ... business for MHBK, Ltd.'s branches and subsidiaries. + Mizuho Bank Ltd New York Branch + Mizuho Bank...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more