- Citigroup (New York, NY)
- …Business + Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements; delivery of periodic presentations to external ... over 60 Countries; covering all post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed… more
- S&P Global (NY)
- …with clients and prospects, including coordinating peer to peer sessions on regulatory obligations, compliance and industry best practice + Work closely ... be a member of the Sales team and will work closely with Commercial, Product , Client Services, Account Management and Marketing to drive initiatives and campaigns. +… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... individual should have a strong understanding of the full product capabilities of the bank and understand how best...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- IHG (New York, NY)
- …any vendor performance issues, etc. + Contractors - to obtain and review bids + Regulatory agencies - regarding safety and compliance matters + Other contacts as ... comfort of hotel guests and employees and to ensure compliance with all Brand and federal, state, and/or local... with all Brand and federal, state, and/or local regulatory and inspection requirements. May have responsibility for the… more
- SitusAMC (New York, NY)
- …impact current lending. Provide regular senior management information and regulatory updates, including Global/Regional Industry reviews. **Key Accountabilities** + ... Engage in assessing and making recommendations of proposals received from business development/ product areas. + Contribute to and influence policy and procedures for… more
- CIBC (New York, NY)
- …business strategy. This role will be the lead Business Manager for multiple Trading Product areas but will focus on our growing Securitization business. As such, the ... which they have been employed; + Manage and drive product and desk expansions in support of US strategic...plans and business requirements for new initiatives while ensuring compliance with CIBC's Change Initiative Risk Assessment (CIRA) process… more
- SMBC (New York, NY)
- …RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed ... + Supports the head of the Specialized Finance Department strategy and product development (incl. new product development) through identification of risk… more
- Infopro Digital (New York, NY)
- …of research and analysis on the global market for analytics, risk, control and compliance technology and is part of Infopro Digital which has market leading brands ... business performance through better risk management, corporate governance and compliance ; we help our clients make informed technology and...how to think about the factors driving strategies and product offerings of the vendors in the space that… more
- Citizens (New York, NY)
- …pricing, and risk to optimize trade execution and profitability. + Ensure compliance with regulatory requirements and internal risk controls. Qualifications, ... the bank's convertible securities business. The ideal candidate will have deep product knowledge, strong institutional relationships, and a proven track record in… more
- BMO Financial Group (NY)
- …Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Generates significant revenue for ... daily sales contact for clients on sales related questions such as product information, pricing, implementation timeframes and requirements. + Gathers data to… more
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