- Fiserv (New York, NY)
- …, Emerging Markets do?** A successful Director of Financial Crimes Compliance , Emerging Markets brings deep expertise in regulatory and compliance ... to high-risk industries. + Support business development and new product initiatives with compliance oversight. + Supervise... regulatory environments. + Experience in AML and regulatory compliance experience. + Experience with financial… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate Director , US Corporate Banking Origination, (Consumer, Industrial, Retail)...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- TD Bank (New York, NY)
- …trends and regulatory /risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... more specific details for this role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank, New...Counsel, US Tax Planning, TD Bank, New York **Specific business/ product groups:** TD Bank Group **Reports to:** T. Daris… more
- Wolters Kluwer (New York, NY)
- …to enhance product capabilities. **This role supports our Legal & Regulatory division** , which enables legal and compliance professionals to improve ... in healthcare, legal, business, tax, accounting, finance, audit, risk and compliance rely on Wolters Kluwer's market-leading information-enabled tools and software… more
- Sumitomo Pharma (Albany, NY)
- …with brand strategy and market access goals. + Collaborate closely with **legal, compliance , privacy and regulatory teams** to ensure program design and ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- BAE Systems (Endicott, NY)
- …disciplines to ensure compliance to Quality requirements and resolve Customer and Product Line nonconformances as required. + Serve as the overall voice of the ... implementation and assurance. + Ensure products conform to established company and regulatory performance and quality standards. Manage compliance with federal,… more
- NASCO (Albany, NY)
- …analytics strategy, platforms and patterns, AI/ML governance, and US healthcare payer regulatory compliance (eg, HIPAA, HITRUST, CMS). This person leads Data ... Director is a trusted advisor to technology and product leadership, customers, and teams to align efforts, collaborate,...compliance and legal teams to anticipate and address regulatory changes impacting AI and data usage AI Strategy… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... Investments team. The Business Risk Fiduciary and Advisory Solutions Director will help ensure a continuous improvement mindset and...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more