- TD Bank (New York, NY)
- …Qualifications: **Summary** : We are seeking an experienced, dynamic, and innovative Director of Technology Solutions to lead our Compliance technology ... technology. + Drive data strategy initiatives, ensuring data quality , governance, and compliance . + Champion the...to manage large and complex projects simultaneously required. The Director - Tech Solutions TDS Management builds and maintains… more
- American Express (New York, NY)
- … Advisory & Practices (ECAP) team is accountable for enterprise-level 1LOD compliance procedures, reporting, training, and quality assurance. This role is ... regulatory frameworks **The Key responsibilities are as follows:** The Director of Enterprise Compliance Advisory & Practices...compliance risk metrics across BUs. + Perform periodic quality assurance across BU Compliance Teams to… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... & acquisitions, corporate banking, institutional equity sales, trading and research , fixed income products, derivatives, energy, foreign exchange and precious… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $200,000 - $250,000 USD TD is...relating to Global Control Room with key stakeholders). + ** Quality Assurances** : Enhance the existing QA process across… more
- City of New York (New York, NY)
- …responsible for validating IntraCity payment requests of approximately $111 million annually. The Director of Quality Assurance & Data Analysis Unit will have ... (1) Administrative Staff Analyst (NM) to function as the Director of Quality Assurance & Data Analysis...and that supporting documents are timely, accurate, and in compliance with the pertinent terms of the agreement (such… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair… more
- CIBC (New York, NY)
- …Business Conduct, Compliance Programs, Compliance Requirements, Data Research , Decision Making, Process Improvements, Quality Assurance (QA), Regulatory ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- Dow Jones (New York, NY)
- …formats, including print, digital, mobile and live events. Dow Jones has produced unrivaled quality content for more than 130 years and today has one of the world's ... Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow Jones is… more
- Ankura (NY)
- … assessments . Preferably, experience/expertise with trade control requirements and compliance program support . Excellent research and writing capabilities ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Mount Sinai Health System (New York, NY)
- …nursing practice. S/he is accountable for budgetary planning and resources to enhance the quality of patient care. The Senior Director of Nursing is responsible ... **Job Description** The Senior Director of Nursing is responsible for the daily...with staff and leadership about unit progress, changes, and compliance with quality and safety metrics. 6.… more