- BlackRock (New York, NY)
- …time. The Aladdin platform combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... vendors + Strong industry knowledge and can speak to market issues, trends, regulatory needs with clients + Working understanding of equity, fixed income and… more
- Iron Mountain (Albany, NY)
- …of the interconnection agreements & liaising on PPA/Renewable Energy Strategy to ensure compliance and ESG goals are met. This role is responsible for IMDC Americas ... on relationships (internally and externally) with local and state authorities, regulatory agencies, landowners, end customers, field service teams, finance /… more
- SMBC (New York, NY)
- …RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed ... cross-functional collaboration. + Prior risk managment within a complex regulatory and financial environment. **Additional Requirements** SMBC's employees participate… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... Manager, Compliance reports to the Director of Legal...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- KeyBank (NY)
- …expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, ... support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director . **ESSENTIAL JOB FUNCTIONS** +… more
- KeyBank (NY)
- …Compliance Risk Management organization, this role plays a key part in ensuring regulatory compliance and effective risk management over all of the fiduciary ... activities that KeyBank engages in. In partnership with the Compliance Director , this position will assist in...similar. + Experience in wealth management or fiduciary services compliance . + Familiarity with issue management and regulatory… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance , and accreditation matters within HealthDirect. Oversees the development, ... policy, procedure, and programs. **Job Summary:** Reporting to the Director of Operations, the Manager of Compliance ...internal and external legal resources as needed to resolve compliance issues. + Keeps apprised of new regulatory… more
- WMCHealth (Valhalla, NY)
- …Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... liaison to key stakeholders, ensuring proper utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Bank as needed. + Work closely with the Conflicts Director on the design, implementation, and continuous improvement of… more
- KeyBank (Amherst, NY)
- …to evaluate controls to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing design, development, and ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more