- Ankura (New York, NY)
- …founded on innovation and growth. Practice Overview: This position supports the Ankura Risk , Forensics & Compliance Business Group - one of six practices ... closely with all levels of our professionals - Associates through Senior Managing Director - and gain first-hand experience in consulting and advisory services. You… more
- CIBC (New York, NY)
- … Management (RCM) program. The RCM program establishes CIBC's firmwide approach to compliance risk oversight and assessment of compliance risk ... for CIBC US. The CFC Officer will support the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- KeyBank (NY)
- …role reports to KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director . The Senior Compliance Officer - SPRT role ... / Sanctions / Export Controls, through work on special risk projects, as requested by Key's Chief AML Officer...(3) law enforcement needs. **Essential Job Functions** The Senior Compliance Officer - SPRT role is responsible for assisting… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence, and with a… more
- American Express (New York, NY)
- …you make an impact in this role? Working closely with the Global Sanctions Director , the Risk & Control Assessment and Remediation Manager within Global ... Sanctions is responsible for developing and maintaining an effective, risk -based enterprise-wide sanctions program that focuses on; establishing minimum standards,… more
- Stryker (New York, NY)
- …Global Compliance Program and reports to the Regional Investigations Director (Americas). **Work arrangement:** Remote within the United States (Eastern or ... Trends:** Identify patterns and trends in investigations to improve the Global Compliance Program, support root cause analysis, enhance risk awareness, and… more
- City of New York (New York, NY)
- …& Healthy Homes will be a key member of the agency's new Office of Compliance & Risk Management (CRM). This Office centralizes various compliance , oversight, ... adherence for financed construction work, public-facing appeals and hearings, and managing risk for the agency. The Compliance Specialist for Lead-Based Paint… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with… more
- American Express (New York, NY)
- …the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and reports to the Director of RELM, Professional Practices. RELM ... and audit responses **Minimum Qualifications** + 4 years of experience in risk management, compliance , internal audit, or regulatory affairs, preferably within… more