- JPMorgan Chase (New York, NY)
- …We are looking for a strategic thinker with a deep understanding of financial markets, regulatory requirements, and risk management principles. In this role, ... experience at a senior level within current organization. + Proven track record in risk or asset management within a major financial services firm. + Extensive… more
- CIBC (New York, NY)
- …liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the Capital Markets Front Office ... LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management, Compliance , Privacy, Audit), regarding CIBC's governance… more
- RGP (Purchase, NY)
- …of SOX Compliance advisory projectwork including controls rationalization, financial statement riskassessment, application risk assessment, segregation of ... We are seeking a Sr. Director , Risk Assurance who will be...risk frameworks and SOXcompliance leading practices + Foundationin risk and compliance processes and objectives +… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Citigroup (New York, NY)
- …NAM & Latin America E-Trading Businesses (Rates, Spread Products and Equities), Technology, Risk and Compliance functions. + Development and coaching of the NAM ... meet the needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk...+ Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including… more
- Citigroup (New York, NY)
- … risk and control governance model, representing NTMR in firm-wide regulatory, compliance and operational risk efforts + Identify opportunities to implement ... The Non-Traded Market Risk (NTMR) Operations Grp Manager leads a large...**Qualifications:** + 15+ years of relevant experience within the financial services industry required + Solid understanding of the… more
- Citigroup (New York, NY)
- …software projects on time and within budget. + Strong knowledge of operational risk management, regulatory compliance , and control frameworks in the banking ... development, and implementation of software applications that support various Operational Risk functions. This role involves close collaboration with IT leaders,… more
- Citigroup (New York, NY)
- …Citi's key strengths include unsurpassed global branch network, robust risk management, real-time controls, product innovation, dynamic reporting, and market ... thought leadership. The Business Risk Sr Group Manager manages multiple teams through other...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Capital One (New York, NY)
- Director , Network Compliance (Advisory) The Network Compliance Director performs a key risk management role in the second line of defense for Capital ... the Compliance Management Program framework, the Network Compliance Director is responsible for leading and...and in interpreting it to ensure consistency and adequate compliance risk management + Participate in reporting… more