- Mizuho Corporate Bank (New York, NY)
- …sound understanding of the financial services industry, including audit, financial , IT infrastructure and cybersecurity, risk management, or technology ... + Under the direction of the Vice President or Director , execute a robust audit program including performing the...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- American Express (New York, NY)
- …with business units, technology teams, Business Unit data offices, data stewards, and compliance stakeholders to understand data flows, identify risk points, and ... + 5 years of experience in data governance, data risk , internal controls, or audit in the financial...or COSO. **Preferred Qualifications** **:** + Working knowledge of financial services regulations and data compliance requirements… more
- American Express (New York, NY)
- …in data governance, risk management, internal controls, audit, or data compliance within the financial services industry + Experience working with data ... areas like GenAI and M&A + Support the Director in conducting credible challenge of risk ...AI, and/or M&A + Experience supporting control integration within risk and compliance workflows + Prior experience… more
- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- University of Rochester (Albany, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: The Director of Grant Financial Management serves as the senior ... The Director focuses on planning, directing, and evaluating budgeting, financial management, and business plan development related to grant activities that… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- M&T Bank (New York, NY)
- …that objectives are met + Work with multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve ... the Director of Treasury Portfolio Management, senior management, and risk committees **Education and Experience Preferred:** + Master's degree in business… more
- American Express (New York, NY)
- … Monitoring function within the Finance Data Governance organization and supports the Director , Data Issue Management & Risk Monitoring function. This role will ... remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The...will bring deep expertise in data governance, issue and risk management, and a strong background in financial… more
- Scotiabank (New York, NY)
- …the incumbent will be responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll ... with clients directly, where appropriate, in partnership with the Director and front-line Banking officers. In addition to SAM,...of Corporate and/or Commercial banking. + Superior skills in financial analysis and risk assessment. + Awareness… more
- City of New York (New York, NY)
- Job Description The Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City agencies in assessing their ... operational, financial and compliance risks, addressing waste and...individual City agencies to help them create and enhance risk management and compliance programs and develop… more