- Scotiabank (New York, NY)
- Director , Investment Banking, Financial Sponsors Group - New York, NY **Requisition ID:** 220928 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the ... team, committed to results, in an inclusive and high-performing culture. **Title** : Director , Investment Banking, Financial Sponsors Group - New York, NY… more
- Sumitomo Pharma (Albany, NY)
- …+ Proactively identify emerging regulatory issues, developments in industry practices, and compliance risk trends **Key Core Competencies** + Strong leadership, ... currently seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Compliance .** This Director will be part of the … more
- TD Bank (New York, NY)
- …to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance Testing Team Lead ... Testers as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals… more
- New York State Civil Service (Albany, NY)
- …Services, Department of Title Director for Virtual Currency Applications ( Director Financial Services Programs 2, SG-33) Occupational Category Administrative ... and Charters, including as it relates to BSA/AML, sanctions, and fraud compliance ; cybersecurity; business plans and financial statement analysis; and background… more
- Scotiabank (New York, NY)
- …of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... Director , Markets Compliance Officer **Requisition ID:**...compliance risk assessments, and...programs are designed to help support your unique family, financial , physical, mental, and social health needs. Location(s): United… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management; possesses and demonstrates… more
- TD Bank (New York, NY)
- … Crime Risk Oversight Specialist, Reporting & Governance **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position ... meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance...7 to 10 years of knowledge and experience in risk , compliance or financial crimes… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing ... Business Execution as well as cross- Client initiatives. **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time… more
- Bowery Residents Committee (Manhattan, NY)
- …policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial , compliance , and ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...management action plans. + Interacts with external auditors performing financial statement, compliance , and programmatic audits. +… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Director Cybersecurity Supervision ( Director Financial Services Programs 1, SG-31) Occupational ... Services is seeking candidates for the position of Director Financial Services Programs 1 in our...ascertain safety and soundness of said environments and for compliance with relevant laws and regulations such as NYCRR… more