- City of New York (New York, NY)
- …and internal audits. The Counsel for Audit, Risk Management and Compliance , reporting to the Deputy Director for Audits and Interagency Coordination, ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Adams to assist City agencies in assessing their operational, financial and compliance risks, eliminating and preventing… more
- BlackRock (New York, NY)
- …testing and monitoring program, regulatory filings (including Forms ADV and PF), risk assessments, and annual compliance reviews across jurisdictions + Identify, ... **About this role** **Position Overview** The Americas Advisory Compliance team is seeking an experienced, self-motivated Compliance professional to support,… more
- City National Bank (New York, NY)
- …YOU DO?* * Act as the 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and ... role that will work directly with the City National Rochdale (CNR) Director of Business Affairs to support various activities across the wealth management… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director , Chief of Staff US Corporate Banking **Requisition...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Citigroup (New York, NY)
- The Financial Planning and Analysis Senior Group Manager is a senior management level position responsible for providing management with an analysis and insight of ... Citi's financial results in coordination with the broader Finance team....and quarterly investment reports + Lead the estimation of risk capital and embed estimation and other metrics of… more
- MUFG (New York, NY)
- …Hotscan, Actimize WLF, and SWIFT STS or an equivalent + Expertise in financial crime model risk management and associated regulatory requirements + Experience ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...services and cross-selling MUFG's products while managing the credit risk exposure to the client under collaboration with other… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Internal Audit Director - Operations Portfolio will focus on leading the Operations ... Internal Audit team under the direction of the Audit Senior Director - Operations and Validations conducting audits focused on operations activities such as Wire… more
- Scotiabank (New York, NY)
- …streamline and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... Director , Treasury Management Officer - FinTech and Payment...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Scotiabank (New York, NY)
- …treasury processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... Director , Liquidity Management - Deposit Solutions (US), Global...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more