- The Hartford (New York, NY)
- …the Assistant Vice President of Errors & Omissions Claims, the Technology and Cyber Director will lead a claims team specializing in Technology and Cyber Claims for ... claims data and manage the watch lists, function as principal liaison with Financial Lines Underwriting/Actuarial teams for purposes of early flagging of new claims… more
- New York State Civil Service (New York, NY)
- … Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category Other ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and...the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who… more
- Capital One (New York, NY)
- …degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At least 7 ... escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic...card products + 10+ years of experience as a Risk Manager or Assurance within the financial … more
- Raymond James Financial, Inc. (New York, NY)
- …expectations of prudential regulators for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts ... risk with business partners to identify and address compliance gaps or risk mitigation steps +...Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five (5) years management… more
- CIBC (New York, NY)
- … risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in ... Data Research, Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At CIBC, we are… more
- RGP (New York, NY)
- …our global clients-solving problems in the areas of Business Transformation, Governance, Risk and Compliance , and Technology and Digital Innovation. Our unique ... Point, an affiliate of RGP, is actively recruiting a Director of Data Analytics to join our growing Technology...solutions and strategic insights to top-tier clients in the Financial Services industry. + Lead large-scale, complex data analytics… more
- City of New York (New York, NY)
- …is recruiting for (1) Admin Staff Analyst NM III to function as a(n) Executive Director , Financial Review & Claims Processing who will: - Manage, plan and ... of the Office of Audit and Quality Assurance (OAQA), Office of Compliance & Support (OAS), Investigation, Revenue and Enforcement Administration (IREA), Office of… more
- TD Bank (New York, NY)
- …program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- Citigroup (New York, NY)
- The Financial Planning and Analysis Senior Group Manager is a senior management level position responsible for providing management with an analysis and insight of ... Citi's financial results in coordination with the broader Finance team....and quarterly investment reports + Lead the estimation of risk capital and embed estimation and other metrics of… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more