- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $275,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...requirements and assisting business units to manage their regulatory risk . The successful candidate should have compliance … more
- CBRE (New York, NY)
- …Facilities Management, Project Management, Transaction Management Location(s) Atlanta - Georgia - United States of America, Charlotte - North Carolina - ... Senior Alliance Director , Global - Talent Community Job ID 210510 Posted 10-Mar-2025 Role...United States of America, Chicago - Illinois - United … more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk...financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day… more
- American Express (New York, NY)
- …professional development; and key internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global Compliance & ... Relief Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management, … more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City || United ... Associate Director , Structured Note Sales **Requisition ID:** 231031 **Salary... States : California : San Francisco || United States : Florida : Miami ||… more
- American Express (New York, NY)
- …an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and ... controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 ... a first line of defense team responsible for providing risk and compliance advice and oversight to...activities, operations, products, and services, and is operating within risk appetite. Director Governance & Control reviews… more