- Raymond James Financial, Inc. (St. Petersburg, FL)
- …scenario planning, in-line with banking/regulatory expectations. + Take responsibility for assessing risk management and/or risk control policies and ... including risk assessment and a solid understanding of internal control and mitigation strategy concepts. + Specific subject matter expertise regarding … more
- American Express (Sunrise, FL)
- …and exams. Successful execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will ... first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. **Enterprise ...be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of ... managers who oversee Quality Assurance (QA) and Quality Control (QC) professionals reviewing and challenging work products related to AML, anti-fraud, and economic… more
- University of Miami (Miami, FL)
- …reporting, and efficiency and effectiveness of operations. Creates an effective control environment, conducts risk assessment, implements and monitors controls. ... reporting, and efficiency and effectiveness of operations. Creates an effective control environment, conducts risk assessment, implements and monitors controls.… more
- University of Miami (Miami, FL)
- …The Department of Medicine, Hepatology has an exciting opportunity for a Medical Director - Adult Liver Transplant Program (MTI), Clinical Faculty, Open Rank - ... Medicine, Hepatology. The Medical Director is responsible for assisting in the ongoing development...MTI along with active participation in the MTI High Risk Selection Committee. Decisions affecting the care of these… more
- American Express (Sunrise, FL)
- …customer experience and create a culture of doing it the right way. The Director - Sales Processes and Controls will focus on development and oversight of internal ... control for critical business functions across the US Small...Defining Consequence Management Strategy and Exception management framework. The Director will work very closely with several cross-functional partners… more
- BMO Financial Group (Winter Park, FL)
- …70% B. Managerial Leadership 10% C. Client and Relationship Management 10% D. Risk Management and Control 10% **ACCOUNTABILITIES** **A. Business Delivery and ... The Managing Director is responsible for facilitating growth initiatives for...concurrence and coordinates pricing approval as client advocate **D. Risk Management and Control ** + Protect the… more
- American Express (Sunrise, FL)
- …an impact in this role?** We are seeking an experienced and strategic Director , Compliance to lead compliance risk identification, management, and mitigation ... assessment and driving strong governance around execution + Update BU Risk and Control Assessment based on new and/or revised products **Controls & Issue… more
- Truist (Orlando, FL)
- …TILA/RESPA Integrated Disclosures, Home Mortgage Disclosure Act, Loan Quality, Key Risk Indicators and Control Gaps/Failures. The team drives accurate ... description:** This position is Remote within Truist footprint The Director of Real Estate Lending Issues Management is responsible...concurrently. * Proven track record of development and implementing risk and control strategies in a large,… more
- USAA (Tampa, FL)
- …delivering timely, accurate reporting and responses to credit bureaus. The Executive Director partners with senior leaders across Legal, Risk , Compliance, and ... of meeting member experience and organizational and regulatory requirements. + Manages risk , compliance, and control issues and implements actions for mitigation… more