- TD Bank (New York, NY)
- …to identify regulatory risks and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global Control Room. + Demonstrated ... you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- SMBC (New York, NY)
- …their duties. **Role Responsibilities:** * Lead and effectively execute high quality and risk based audits of Product Control function which involves extensive ... employees. **Role Description** SMBC is seeking an experienced Audit Director with a minimum of 15 years of experience...Markets, to lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The… more
- SMBC (New York, NY)
- …strategy and product development (incl. new product development) through identification of risk & control considerations, as well as definition & ... **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products… more
- SMBC (New York, NY)
- …strategy and product development (incl. new product development) through identification of risk & control considerations, as well as definition & ... and Regulators pertaining to processes and controls. + Coordinates management of risk appetite, limits and guideline setting & issue management for Specialized… more
- Citigroup (Queens, NY)
- …help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading a team that ... risks. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** Long Island City New York… more
- Capital One (New York, NY)
- …and mitigating risk , developing mitigation plans, business initiatives, and other risk management and control activities + Provide senior management with ... Senior Director , Lead AML Advisor for Card Business Capital...and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is… more
- Scotiabank (New York, NY)
- …future! **Purpose** Responsible for the oversight and execution of the US Risk and Control Self-Assessment (RCSA) Program, ensuring effective identification, ... Director , US RCSA Program, 1LOD **Requisition ID:** 233240...and end-to-end processes. Demonstrated success in building and enhancing risk and control frameworks from the ground… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The ... experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance program… more
- American Express (New York, NY)
- …problem into components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate results and control recommendations ... that: + Provides data-driven and technology-enabled assurance + Delivers timely risk insights that are business-aware and forward-looking + Supports our colleagues… more
- American Express (New York, NY)
- … Transformation PMO to ensure consistency and completeness in audit change execution risk coverage. + Partner across the Change Director Community to ... operationalize and update risk universe components, including risk statements, control expectations, and testing approaches standards. + Facilitate the… more