- Evolent (Albany, NY)
- …culture. **What You'll Be Doing:** Evolent is seeking an experienced health care Director /Senior Director of Product Management to help Evolent partner with ... each unique Evolent provider partner organization and EMR instance. + Define reporting and analytic needs and enablement strategies to understand the effectiveness… more
- Evolent (Albany, NY)
- …the mission. Stay for the culture. **Who You'll Be Working With:** The Director , Performance Suite Analytics, utilizes and develops analytic tools to solve complex ... new products and strategy innovations into existing analytical models and reporting frameworks + Developing analytical models and synthesizing complex analyses into… more
- Evolent (Albany, NY)
- …for the culture. **What You'll Be Doing:** Evolent is looking for a Senior Director of FP&A (Services) to join our team of Finance professionals working to advance ... and tools, including automation and technology enhancements for forecasting and reporting . * Manage multiple priorities and projects simultaneously, ensuring timely… more
- Grant Thornton (New York, NY)
- …Audit or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions + Purchase ... As a Valuation & Modeling - Real Estate - Managing Director , you'll assist clients by leading teams that apply traditional and cutting-edge valuation approaches and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.… more
- Citigroup (New York, NY)
- …of and comfort with providing Compliance guidance in relation to applicable FINRA and SEC rules including REG SHO, 5320, Reg M. + Providing compliance coverage and ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Highly motivated, strong… more
- SMBC (New York, NY)
- …identification and creation of management observations, and in the incident reporting process, including root cause analysis; + Produces periodic management ... reporting , and presents escalation items to senior management and...of US compliance laws, rules and regulations (eg, FRB, SEC , FINRA, NFA, FDIC); + Strong leadership, communication, and… more
- SMBC (White Plains, NY)
- …of enterprise AI capabilities across the organization + Provide executive-level reporting and updates to senior leadership, including program progress, risks, and ... + Ensure compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/ SEC expectations, and internal audit standards + Conduct governance reviews and ensure… more
- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed Income and ... personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years of… more
- Dow Jones (New York, NY)
- …in maintaining an effective environment that supports internal controls over financial reporting . + Previous experience working with Big 4 firms, in an audit ... capacity understanding US regulatory, SEC and PCAOB requirements + Proven track record of successfully implementing and managing IT compliance + Excellent analytical… more