- Bank OZK (Charlotte, NC)
- …calls. + Oversee the onboarding and servicing of institutional relationships, ensuring compliance , reporting , and fiduciary best practices. + Monitors and ... education on fiduciary standards such as ERISA, UPMIFA, and SEC /FINRA rules for staff members. + Ensure fiduciary ...SEC /FINRA rules for staff members. + Ensure fiduciary compliance for all institutional accounts and plans. + Chair… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Managing Director , Accounting - Technology, Data, Operations will play a critical role within ... capitalization, complex contract accounting and operational processes impacting financial reporting within a large financial institution. S/he will effectively… more
- Truist (Charlotte, NC)
- …matters for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. ... 9. Prepare and review of relevant sections of the SEC Forms 10-K and 10-Q for compliance ...press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and regulatory… more
- Truist (Charlotte, NC)
- …and business leaders the impact these requirements will have on Truist's regulatory reporting compliance . 12. Support change management efforts for regulatory ... reporting requirements (eg, Call Report, FR Y-9C). The Associate Director will ensure compliance with evolving regulatory frameworks, support internal… more
- Genesis Healthcare (NC)
- …the operations of student placements. * Acts as Civil Rights Coordinator and promotes compliance with Sec .1557 of the Patient Protection and Affordable * Care ... assist in their resolution in any way necessary. * Ensures timely and accurate reporting and responses to compliance and HIPAA-related issues and monitors the… more
- Dentsply Sirona (Charlotte, NC)
- … reporting requirements to support preparation of consolidated financial statements for SEC reporting + Manage the timely preparation of statutory financial ... where required. Maintaining an environment of effective internal control over financial reporting and compliance with all applicable regulatory standards are… more
- TIAA (Charlotte, NC)
- The Wealth CIO team is seeking an experienced Sr. Director of Operations, Execution, and Risk. This person would ensure that investment and business processes are ... into three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight; 3) Practice Management. **Key Responsibilities and Duties**… more
- XPO, Inc. (Charlotte, NC)
- Director , Executive Compensation and Equity Administration - Hybrid Requisition Id: 384192 Business Unit: Corporate Location: Charlotte, NC, US, 28277 **What you'll ... need to succeed as a Director , Executive Compensation and Equity Administration at XPO** Minimum...ISS and Glass Lewis published models; keep track of SEC rule changes that impact public company disclosures and… more
- Ankura (NC)
- …matters. Role Overview The Global Investigations & Forensic Accounting Senior Managing Director role is an executive level position that sells, leads and manages ... Ankura Senior Managing Directors and clients with communications with the PCAOB, SEC , or other regulators on auditing, accounting, and independence matters. + You… more
- Comfort Systems (Greensboro, NC)
- …Audits for assigned project(s), as needed, or at the request of the SEC Safety Director , Regional Safety Manager, VP/Regional Managers, Project Executives, ... Company projects. This position is responsible for ensuring strict adherence to SEC 's Environmental, Health, and Safety programs, as well as all relevant State… more
