- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... examinations by evaluating and responding to requests from regulators including SEC , FINRA, NY Federal Reserve, and US Treasury Department. In coordination… more
- Scotiabank (New York, NY)
- …to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security Based Swap Dealer and Futures related regulations, including cross-border ... get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations &...to create a more diverse and efficient testing and reporting experience. **What You'll Bring** + 5-7 years of… more
- The Research Foundation for SUNY at the University at Albany (Albany, NY)
- …Careers Posted On: Wed Feb 19 2025 Job Description: Description of Duties: Reporting to the Director , the Senior Research Security Administrator (Senior RSA) ... boycott and data security concerns. The Senior RSA supports the Director with export control management, risks assessments, disclosure management, and trainings… more