• Associate Director , Global Capital Markets…

    Scotiabank (New York, NY)
    …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director , Global Capital Markets Documentation, GBM, New York,...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk more
    Scotiabank (06/03/25)
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  • Director , Trade Surveillance - Data…

    TD Bank (New York, NY)
    …will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology , First-Line Risk and Control, and Front Office ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate...TD Securities (TDS), including Markets Sales and Trading leaders, Technology , Advisory Compliance , and Risk more
    TD Bank (06/07/25)
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  • Front Office Rates Quant - Executive…

    Wells Fargo (New York, NY)
    …CIB. The candidate will have to collaborate with front office trading, risk oversight, technology , and model governance functions ensuring requirements are ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
    Wells Fargo (08/01/25)
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  • Front Office Equities Quant - Executive…

    Wells Fargo (New York, NY)
    …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
    Wells Fargo (06/27/25)
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  • Associate Director , Insurance Ratings

    S&P Global (New York, NY)
    …US Life Insurance Ratings team is seeking a highly motivated Associate Director with excellent organizational, communication, and credit analysis skills to manage ... while getting exposure to our Global Insurance Criteria and Framework.** **As an Associate Director , you are working as part of a sector team in the North American… more
    S&P Global (07/07/25)
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  • Audit Director - Quality Assurance…

    American Express (New York, NY)
    risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
    American Express (07/30/25)
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  • Director FCC, Emerging Markets

    Fiserv (New York, NY)
    …of experience engaging with regulators and high-profile clients. + Familiarity with compliance technology and best practices. + Experience managing multiple ... Director FCC, Emerging Markets **What does a successful Director of Financial Crimes Compliance , Emerging Markets..., Emerging Markets brings deep expertise in regulatory and compliance requirements for high- risk verticals such as… more
    Fiserv (07/31/25)
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  • Assistant Director - Management…

    City of New York (New York, NY)
    …requirements. Monitoring adherence to policies and driving a culture of compliance . - Risk Management: Identifying operational risks and implementing ... Description TASK FORCE: Management & Operations JOB TITLE: One (1) Assistant Director of Management and Operations CONTROL CODE: MOT-24-01 Summary: The Mayor's… more
    City of New York (06/11/25)
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  • Associate Director , Private Equity

    Zurich NA (New York, NY)
    Associate Director , Private Equity 122596 Zurich Alternative Asset Management (ZAAM) within Zurich North America is currently recruiting for an Associate Director ... office. He / she will report to the Managing Director and Head of Private Equity and work collaboratively...Head of Private Equity. + Perform regular investment and risk monitoring on portfolio activities under assigned coverage and… more
    Zurich NA (07/27/25)
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  • Associate Director , Corporate Banking, US…

    Scotiabank (New York, NY)
    …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director , Corporate Banking, US Real Estate, Gaming &...loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Liaise across other departments, including… more
    Scotiabank (07/23/25)
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