- Wells Fargo (New York, NY)
- …training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding problem solving and ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- The Estee Lauder Companies (New York, NY)
- …Governance & Board *Develop and implement corporate governance best practices, ensuring compliance with NYSE listing standards and applicable laws *Advise on board ... follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations… more
- Walmart (East Syracuse, NY)
- …ideas, perspectives, and contributions of others across the business. Ethics and Compliance : Promote Ethics and Compliance : Builds and sustains an environment ... ethics are the norm. Identifies opportunities and takes action to enhance compliance . Ensures associates receive the communication and instruction needed to act in… more
- BMO Financial Group (New York, NY)
- The BMO Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool ... would manage the implementation, maintenance and administration of the broker-dealer compliance programs. Broker-dealer businesses include. but are not limited to,… more
- Dow Jones (New York, NY)
- …Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow Jones is ... (Nasdaq: NWS, NWSA; ASX: NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team within the wider Dow Jones organization. We currently… more
- MongoDB (New York, NY)
- …security team is looking for a Program Manager - Governance, Risk, and Compliance . This role will be responsible for analyzing, documenting and monitoring risk and ... compliance posture across our existing program. MongoDB aligns its...interview process. To request an accommodation due to a disability , please inform your recruiter. MongoDB, Inc. provides equal… more
- Walmart (Ticonderoga, NY)
- …the business, from inventory control to cost savings for patients to compliance . -Modeling and providing guidance to the pharmacy staff on proper customer ... and issues are successfully resolved within Company guidelines and standards Models compliance with company policies and procedures and supports company standards of… more
- Amazon (New York, NY)
- …works with our largest enterprise customers to address their security and compliance requirements using cloud native technology, while adopting scalable security and ... using automation and event driven computing to achieve continuous compliance ? Do you want to dive deeper into cloud...not discriminate on the basis of protected veteran status, disability , or other legally protected status. Our inclusive culture… more
- Broadridge Financial Solutions (Edgewood, NY)
- …Engineer, where you'll collaborate with diverse teams to implement cutting-edge compliance controls, and dive into technical reviews for seamless alignment with ... craft smart solutions while staying at the forefront of compliance trends. If you're ready to elevate our ...view the EEOC " Know Your Rights " poster. Disability Assistance We recognize that ensuring our long-term success… more
- Meta (New York, NY)
- **Summary:** We are building a governance, risk, and compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure ... (I-GRC) is the central engine driving risk management and compliance at the company, supporting Meta and the family...a protected veteran, status as an individual with a disability , or other applicable legally protected characteristics. We also… more