- Grant Thornton (New York, NY)
- …will help clients design and implement enterprise data governance and compliance strategies using Microsoft's cloud-native tools. You will work with cross-functional ... define governance frameworks, and deploy Microsoft Purview solutions that support regulatory compliance and business resilience. From day one, you'll be empowered by… more
- Wells Fargo (Tarrytown, NY)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008...benefits + 401(k) Plan + Paid time off + Disability benefits + Life insurance, critical illness insurance, and… more
- TD Bank (Brooklyn, NY)
- …policy and procedures + Successfully completes all required job specific, compliance -related training + Understands, utilizes and follows compliance /risk and ... Provides prompt and comprehensive responses to all external audit, regulator and compliance requests and findings. Maintains appropriate records of action plans + Is… more
- Bloomberg (New York, NY)
- AI Governance & Risk Strategy Lead Location New York Business Area Legal, Compliance , and Risk Ref # 10044831 **Description & Requirements** The energy of a ... accountability. Our cross-functional work spans Legal, Engineering, Product, CISO, and Compliance to ensure Bloomberg's AI systems operate safely, ethically, and in… more
- Wells Fargo (New York, NY)
- …years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a ... (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job Expectations:** + Specific ...benefits + 401(k) Plan + Paid time off + Disability benefits + Life insurance, critical illness insurance, and… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...benefits + 401(k) Plan + Paid time off + Disability benefits + Life insurance, critical illness insurance, and… more
- Wells Fargo (New York, NY)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008...benefits + 401(k) Plan + Paid time off + Disability benefits + Life insurance, critical illness insurance, and… more
- Wells Fargo (New York, NY)
- …while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...benefits + 401(k) Plan + Paid time off + Disability benefits + Life insurance, critical illness insurance, and… more
- Bloomberg (New York, NY)
- …Owner - Third-Party Risk Management Platform Location New York Business Area Legal, Compliance , and Risk Ref # 10045684 **Description & Requirements** The energy of ... to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our...time off, medical, dental, vision, short and long term disability benefits, 401(k) +match, life insurance, and various wellness… more
- ManpowerGroup (New York, NY)
- …team. As a Sanctions Analyst, you will be part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational ... assisting with day-to-day workflow management and performance oversight. + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/AML/OFAC… more