- CH Robinson (New York, NY)
- …compliance across all regions, with an emphasis on restricted party screening, due diligence , embargo awareness, and adherence to customer instructions related ... to controlled goods. Apply now! **_This position offers the flexibility to be based anywhere in the United States and can be entirely remote._** **DUTIES AND RESPONSIBILITIES** The duties and responsibilities of this position consist of, but are not limited… more
- TEKsystems (New York, NY)
- …+ US AML Compliance + Bank Secrecy Act (BSA) / FinCEN regulations + Customer Due Diligence (CDD) / Know Your Customer (KYC) + Suspicious Activity Reporting (SAR) ... + Credit Risk + Wealth Management / Securities + Operational Risk Management (ORM) + Finance / Treasury + SOX / ICFR + Quality Control / Quality Assurance Key Responsibilities + Plan and execute internal audits across banking and financial operations, with… more
- Raymond James Financial, Inc. (New York, NY)
- …process, including participating in drafting sessions, new business proposals and due diligence meetings. Analysts work independently on difficult assignments ... that are broad in nature, require originality and ingenuity, and have an appreciable latitude for un-reviewed actions or decisions. Analysts may also lead multiple projects that have significant scope and impact. **Essential Duties and Responsibilities** *… more
- MUFG (New York, NY)
- …structuring of financial product solutions for clients + Conduct new and ongoing due diligence + Assist in credit and documentation processes, while ... appropriately leading and maintaining acceptable risk **Major Responsibilities** : + Support MDs, Directors and VPs in preparing client presentations and internal discussions + Assist with the building of new business and maintain profitable client… more
- TD Bank (Queensbury, NY)
- …+ Supports and participates in process improvement opportunities + Ensures necessary due diligence to support the accuracy of all Customer ... transactions/activities + Is knowledgeable of and complies with Bank Code of Conduct **Employee/Team Accountabilities:** + Leads and supports a high performing team; provides ongoing feedback, coaching and input on performance reviews, coaches and develops… more
- TD Bank (New York, NY)
- …deliver quality results and meet assigned timelines + Contributes to the analysis, due diligence , and implementation of initiatives within defined assignments + ... Adheres to internal policies, standards and procedures, methodologies, and applicable regulatory requirements + Understands the operations of the business unit / area being tested and to identify potential FCRM risks and apply information to complete + Clearly… more
- CIBC (NY)
- …documentation as well as any additional on-boarding inquiries that may arise from the due diligence process. + Liaise and work alongside all functional groups ... within Securitization and Structured Products Administration (SSPA) and participate as an active member of the team. + Participate in special projects from time to time, as well as assist, when required, the Head of Resi and Structured Products Administration… more
- Outreach Development Corporation (Brentwood, NY)
- …and implement appropriate activities under the director of the Program Coordinator. . Exercise due diligence in the delivery of quality care in line with agency ... Medicaid Compliance Plan and systems of accountability Who You Are: . 2-3 years of experience with substance abuse disorders . 1-2 years of experience working with clients with co-occurring and mental health problems . 1-2 years of experience working in in an… more
- Outreach Development Corporation (Brentwood, NY)
- …proficient with using e-mail, Word Perfect and other programs as necessary. + Exercise due diligence in the delivery of quality care in line with agency ... Medicaid Compliance Plan and systems of accountability. + Insure communication through the compliance officer and/or the supervisory structure of any violation of non-compliance with the agency's Medicaid compliance plan and personnel policy and procedure.… more
- Outreach Development Corporation (Brentwood, NY)
- …and implement appropriate activities under the director of the Program Coordinator. . Exercise due diligence in the delivery of quality care in line with agency ... Medicaid Compliance Plan and systems of accountability Who You Are: . 2-3 years of experience with substance abuse disorders . 1-2 years of experience working with clients with co-occurring and mental health problems . 1-2 years of experience working in in an… more