• Sr. FCRM Officer, Corporate & Investment Banking…

    TD Bank (New York, NY)
    …compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due diligence reviews. + Complete all tasks within required timeframes. ... to identify and evaluate potential risks to the Firm and escalate accordingly. + Project management and strategic thinking skills. + Working knowledge of one or more… more
    TD Bank (07/02/25)
    - Related Jobs

  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …output and analyst dispositions of alerts, and suggested enhancements to the program. Through due diligence , and with a strong sense of integrity, we help ... abuse and trade manipulation typologies + Experience leading a large remediation project related to trade and communications surveillance data, preferably at SIFI. +… more
    TD Bank (06/07/25)
    - Related Jobs

  • Temporary Corporate Compliance Analyst

    Institute of Electrical and Electronics Engineers (New York, NY)
    …staff, volunteers and third parties. Team members are strong problem-solvers and project managers, and we encourage development and recognition for good work. We ... the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program through the definition,… more
    Institute of Electrical and Electronics Engineers (06/03/25)
    - Related Jobs