- Citigroup (Getzville, NY)
- …of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well ... + Ensure on-time and quality execution of QA reviews across assigned portfolio in compliance with Issue Management Policy, Standards, and Procedures. + Act as a key… more
- Wells Fargo (New York, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... through one or a combination of the following: work experience, training, military experience, education + 1+ year of assessing and meeting the needs of customers or… more
- Wells Fargo (New York, NY)
- …business challenges while developing expertise in relevant policies, procedures, and compliance requirements. + Collaborate with peers and internal partners to share ... combination of the following: work experience, training, military experience, education **Desired Qualifications:** + Knowledgeof commercial real estatemarketinclusiveofassociatedrisks +… more
- Wells Fargo (New York, NY)
- …a combination of the following: work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... the level of EHS hazards. The selected candidate will monitor project compliance with EHS regulations, BEDC EHS Standards and Standard Operating Procedures (SOPs),… more
- First Student (Brooklyn, NY)
- …will support candidate screening, interview logistics, document processing, and compliance handoffs, while maintaining accurate records and communication across ... Execution** + Create and manage Trello cards for each candidate, tracking compliance steps and onboarding milestones. + Initiate Workday accounts and paper files… more
- PathStone Corporation (Williamson, NY)
- …of the property including maintenance & upkeep, leasing, billing, and compliance . This position will manage activities surrounding resident services, and retention ... interviews with potential tenants from a waitlist of candidates. Maintains compliance with all funding and agency requirements by collecting proper documentation.… more
- Mizuho Corporate Bank (New York, NY)
- Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting ... ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager. The Associate is responsible for reviewing the AML cases… more
- Wells Fargo (New York, NY)
- …or a combination of the following: work experience, training, military experience, education **Desired Qualifications:** + 4+ years of Corporate & Investment Banking ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Raymond James Financial, Inc. (New York, NY)
- …key parties within Divisional Management, Supervision, and other areas within compliance to address escalation items. + Interprets and applies organizational ... ensure adherence to regulatory requirements. + Performs periodic reporting on compliance and operational issues, as required. + Identifies and makes recommendations… more