- Lincoln Financial (Albany, NY)
- …74515 **The Role at a Glance** The Role at a Glance The Compliance Consultant, Funds Management role is responsible for supporting Lincoln's Funds Management ... business team by implementing and maintaining complex compliance programs for Lincoln Variable Insurance Products Trust (LVIP), Lincoln Retail Alternatives Funds… more
- Raymond James Financial, Inc. (New York, NY)
- …with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to manage and oversee the operation of compliance ... departments. Manages associates and division of responsibilities within the Compliance department. Leads major projects, programs or processes with significant… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Compliance Analyst - Middletown, NY WFH Flexible * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) * Hybrid Job Type ... Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Compliance Analyst Are you ready to use your experience… more
- MTA (Jamaica, NY)
- Compliance Manager Job ID: 9516 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief ... Compliance Off Date Posted: May 19, 2025 Description JOB...Lifecycle. + Familiarity with RSA Arche system a plus. EDUCATION AND EXPERIENCE: REQUIRED + Bachelor's Degree in Business,… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory, compliance , and accreditation matters within HealthDirect. Oversees the development, and ... **Job Summary:** Reporting to the Director of Operations, the Manager of Compliance and Clinical Operations is responsible formaintaining an effective compliance … more
- University of Rochester (Rochester, NY)
- …by considering factors including, but not limited to, market data, education , experience, qualifications, expertise of the individual, and internal equity ... assurance audits in the research laboratories and animal resource to ensure compliance with SOPs. **Conduct post-approval compliance monitoring** + Participates… more
- WM (Albany, NY)
- …work experience. + Experience: Seven (7) years of previous relevant compliance experience (in addition to education requirement). Certificates, Licenses, ... Stability. Growth. People-First Culture (https://www.wm.com/us/en/inside-wm/who-we-are) . **About the Senior Compliance Auditor Role** Under minimal supervision, plans and conducts… more
- KeyBank (NY)
- …is taken to address regulatory expectations and to ensure Key maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team ... projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL JOB FUNCTIONS** + Facilitate audit… more
- CUNY (New York, NY)
- Assistant Treasurer for Policy and Compliance (Salary Updated) **POSITION DETAILS** The Assistant Treasurer for Policy and Compliance plays a critical role in ... integrity of the University. This position is responsible for ensuring compliance with all applicable Federal, State, City, industry, and University regulations… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...Manages and prioritizes multiple projects at a given time. ** Education & Experience:** + Bachelors degree or progressive work… more
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